Analysis
Riesgo de Cumplimiento
The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.
Quick answer: The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.
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Quick answer
The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.
Why it matters
Riesgo de Cumplimiento matters because it supports clear communication in Analysis contexts for Financial Analysts, Bankers, and Traders. It also connects to aviation training and exam language such as CFA, ACCA, and FRM.
Editorial context
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Definition
The risk of legal or regulatory sanctions, material financial loss, or reputational damage an organization may suffer as a result of failing to comply with laws, regulations, codes of conduct, or standards of practice.
Operational example
Banks must assess compliance risk related to anti-money laundering laws and report breaches to regulators per Basel III and FATF recommendations.
Localized term
Riesgo de Cumplimiento
Localized example
Los bancos deben evaluar el riesgo de cumplimiento relacionado con las leyes contra el lavado de dinero y reportar infracciones según Basilea III y FATF.
Definition language
English reference definition
Source
CFA Institute, IFRS Foundation, FASB (GAAP), Basel III Framework
Target audience
- Financial Analysts
- Bankers
- Traders
